Banking and Risk Management Consultants
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Risk Management Consulting in Audit Committee Governance
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Risk Management Consulting in Audit Committee Governance
Audit Committee Governance
Audit Committee Corporate Governance Assessments are conducted by RLC to help Audit Committees perform their roles properly and effectively.  There is heightened attention on the role of the Audit Committee in this environment.

The Audit Committee charter, minutes and packages of information are reviewed. Audit Committee members are interviewed to assess their knowledge of the company and SEC rules.

Management reports, financial statements, and other metrics are reviewed along with interviews of senior management to evaluate the adequacy of information received by the Audit Committee.

 
Warning Signs

Inadequate Scope of Coverage

Excessive Management Meeting Involvement

Not Enough Clout to Enforce Accountability

Inadequate Risk and Control Identification

Inability to Hire Outside Expertise

Insufficient Subjective Accounts Support

Insufficient Off-Balance Sheet Discussions

 

 

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